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The Dubai Financial Services Authority (DFSA) has published its DFSA in Action 2017 report. The highlights from the report are below.
As at 30 September 2017:
The final report of the review of Client Classification and Suitability will be available shortly. The main findings were:
The final report of the financial crime thematic review will be available shortly. The report highlighted the need to improve the quality of Business AML Risk Assessments and transaction monitoring frameworks.
The outcome from the Survey of Authorised firms in the DIFC to better understand the risk arising from the use of cloud storage will be published soon.
Consultation Papers issued
HOLT consultancy can help you to set up in the DIFC and obtain a licence from the DFSA to operate as a regulated firm. Contact us now on firstname.lastname@example.org or call +9714 386 6360.
For more information about our services please visit www.holtconsultancy.com