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The HOLT consultancy blog is where you can read about HOLT consultancy news and CSR activity, DFSA updates including changes to DFSA Rulebooks, DFSA consultation papers, compliance how-to guides and other compliance news and advice. Visit often for updates or sign up to our newsletter. We also post our updates on LinkedIn. Follow us at https://www.linkedin.com/company/holt-consultancy-llc

Jun
26

DFSA Outreach Session 2018

26 Jun 2018
The DFSA’s annual outreach session, targeted at Compliance Officers and Money Laundering Reporting Officers from the DFSA’s Authorised Firms and Designated Non Financial Businesses and Professions, was held on 25 June 2018.
 
The outreach session was a full day event and attended by the HOLT consultancy team.
 
The morning session included presentations providing regulatory updates, trends and risks from:
 
Bryan Stirewalt, Managing Director, Supervision
 
Patrick Meaney, Head of Enforcement
 
Peter Smith, Managing Director, Policy and Strategy
 
Further discussions took place in the afternoon sections within the four breakout groups and the slides can be downloaded below.