HOLT consultancy provides step by step guidance and assistance to applicants wanting to set up in the DIFC including:
Project management of a licence application to perform financial services activities in or from the DIFC. We will liaise with the DFSA, DIFC Authority, DIFC Registrar of Companies and other advisors as required.
Assisting with the drafting of a Regulatory Business Plan.
Assisting with the drafting and completion of applicable forms for example, AUT IND 1 forms.
Drafting of a tailored Compliance Manual and Anti-Money Laundering Manual.
Development of a Risk Based Compliance Monitoring Programme tailored to your firm's needs and business model.
Preparing the proposed Authorised Individuals, e.g. Senior Executive Officer (SEO) for the DFSA interview.
Documenting and helping you to implement systems and controls to meet the regulator’s requirements according to your risk appetite.
For help with a Licence Variation please click here.