Training

We deliver training to firms in relation to compliance, anti-money laundering and countering terrorist financing.

 

Training sessions are tailored to your business and are designed as follows:

 

  • To educate employees on compliance and regulatory matters
  • To educate senior management about their regulatory responsibilities
  • To fulfil mandatory AML training for all relevant employees to meet DFSA requirements (training should be provided to each relevant employee at least annually)

 

We can provide the following:

 

  • Compliance and AML induction training for new joiners
  • Training for senior management (including Senior Executive Officers (SEOs), Compliance Officers / MLROs, Board of Directors) to enable them to understand their management and regulatory responsibilities
  • AML training, as required under the DFSA AML Rules, for all relevant employees in the firm
  • Mentoring for your Compliance Officers and MLROs
  • Ongoing support services for your compliance function
     

At the end of your training, we can issue you with a Certificate of Attendance.

Other Services

Setting up in the DIFC

HOLT consultancy provides step by step guidance and assistance to applicants wanting to set up in the DIFC including:   Project management of a licence application to perform…read more

Licence Variations

HOLT consultancy can help existing DFSA licence holders with licence upgrades, variations, enhancements and endorsements including:   Varying the scope of licence Upgrading an…read more

Compliance Support

HOLT consultancy provides Compliance Officers and MLROs on an outsourced basis or for temporary cover when there are unexpected staff absences.   Where the DFSA has…read more

Compliance Advice

Compliance Advice   Compliance is an independent control function that provides advice, issues policies, conducts training for the firm, and monitors a firm's activities.…read more

Compliance Reviews

Compliance reviews and compliance projects   ​Given our expert knowledge of the local regulatory landscape, we are able to perform compliance-related ad-hoc reviews and/or special…read more

Compliance Remediation

HOLT consultancy can help you to:   Prepare for a DFSA Regulatory Risk Assessment Implement corrective or disciplinary action that may be required following a regulatory risk…read more

Recruitment

If you are looking to expand your compliance function, find a replacement Compliance Officer/MLRO or if you want to find a Compliance Officer with specific experience or skill set,…read more